Commodity pool

Results: 289



#Item
171Business / Finance / Stock market / U.S. Securities and Exchange Commission / Securities Exchange Act / Commodity pool / Financial Industry Regulatory Authority / Security / Commodity Pool Operator / United States securities law / Commodities market / Financial economics

Fl ra~• Financial Industry Regulatory Authority

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Source URL: www.sec.gov

Language: English - Date: 2008-06-23 15:23:28
172Commodities market / Futures contract / Financial Industry Regulatory Authority / Funds / Commodity pool / Commodity broker / Financial economics / Investment / Finance

Microsoft Word - SEC 2810 Comment Letter.DOC

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Source URL: www.sec.gov

Language: English - Date: 2008-05-01 15:06:01
173Investment / Finance / United States securities law / Self-regulatory organizations / Funds / Commodity pool / Commodity Futures Trading Commission / Financial Industry Regulatory Authority / Commodity Exchange Act / Financial economics / Commodities market / Financial markets

Microsoft Word - MFA FINRA[removed]_2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-06-05 09:55:00
174Finance / Futures contract / Commodity Exchange Act / Money market fund / Commodities market / Commodity Futures Modernization Act / Commodity pool / Financial economics / Investment / Commodity Futures Trading Commission

Appendix A to §1.26 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to

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Source URL: www.wjammer.com

Language: English - Date: 2014-10-21 11:35:44
175Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Credit default swap / Swap / Commodity pool / Derivative / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

July 22, 2013 CFTC Cross-Border Application of DoddFrank Title VII CFTC Approves Final Guidance and Exemptive Order on CrossBorder Application of the Swaps Provisions of Dodd-Frank SUMMARY On July 12, 2013, the CFTC con

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Source URL: sullcrom.com

Language: English - Date: 2013-07-29 12:25:32
176Funds / Financial services / Financial markets / Commodities market / Hedge fund / Société Générale / Commodity trading advisor / Collective investment scheme / Commodity pool / Financial economics / Investment / Finance

THE WEEKLY BRIEF AUGUST 12, 2014 RESEARCH FROM LYXOR MANAGED ACCOUNT PLATFORM

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Source URL: www.lyxor.com

Language: English - Date: 2014-08-12 09:45:51
177Financial system / Finance / Financial markets / Self-regulatory organizations / Commodity pool / Commodity broker / Commodity Pool Operator / National Futures Association / Commodity Exchange Act / Commodities market / Financial economics / United States securities law

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2008-06-20 15:20:26
178Commodities market / Financial services / Hedge fund / Commodity pool / XML / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / Private equity / Financial economics / Finance / Investment

PFRD System Frequently Asked Questions

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Source URL: www.iard.com

Language: English - Date: 2014-09-04 15:01:54
179Commodities market / Financial markets / United States securities law / Commodity Futures Trading Commission / Commodity Futures Modernization Act / Commodity broker / Commodity Exchange Act / Futures contract / Commodity pool / Financial economics / Financial system / Finance

TITLE 7—AGRICULTURE Chap[removed].

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Source URL: www.gpo.gov

Language: English - Date: 2013-07-11 15:23:36
180Financial system / Commodity Futures Trading Commission / National Futures Association / Commodity Pool Operator / Commodity Exchange Act / Commodity pool / Futures contract / Commodity trading advisor / Commodity broker / Commodities market / Financial economics / Finance

Form 7-W (Firm Withdrawal) Template

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Source URL: www.nfa.futures.org

Language: English - Date: 2013-11-27 12:09:50
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